D-9.2 - Act respecting the distribution of financial products and services

Section 193 Disposition versions

2020-05-01

193. The Authority shall publish, periodically, an information bulletin to inform representatives, firms, and independent representatives and independent partnerships, as well as the general public, about its activities. The bulletin must, in particular, include the roll of hearings of the discipline committees, an excerpt from the roll of hearings of the Financial Markets Administrative Tribunal concerning cases relating to the administration of this Act, a summary of the decisions made by the Authority in respect of firms, independent representatives and independent partnerships, the decisions made in respect of the representatives, together with a summary of the Authority’s report on activities.

1998, c. 37, s. 193; O.C. 495-2004, s. 3; 2004, c. 37, s. 90; 2018, c. 23, s. 555.

2019-06-13

193. The Authority shall publish, periodically, an information bulletin to inform representatives, firms, and independent representatives and independent partnerships, as well as the general public, about its activities. The bulletin must, in particular, include the roll of hearings of the discipline committees, a summary of the decisions made by the Authority in respect of firms, independent representatives and independent partnerships, the decisions made in respect of the representatives, together with a summary of the Authority’s report on activities.

1998, c. 37, s. 193; O.C. 495-2004, s. 3; 2004, c. 37, s. 90; 2018, c. 23, s. 555.

2004-12-17

193. The Authority shall publish, periodically, an information bulletin to inform representatives, firms, and independent representatives and independent partnerships, as well as the general public, about its activities. The bulletin must, in particular, include the roll of hearings of the discipline committees, a summary of the decisions made by the Authority in respect of firms, independent representatives and independent partnerships and restricted certificate holders, the decisions made in respect of the representatives, together with a summary of the Authority’s report on activities.

1998, c. 37, s. 193; O.C. 495-2004, s. 3; 2004, c. 37, s. 90.

2004-06-23

193. The Agency shall publish, periodically, an information bulletin to inform representatives, firms, and independent representatives and independent partnerships, as well as the general public, about its activities. The bulletin must, in particular, include the roll of hearings of the discipline committees, a summary of the decisions made by the Agency in respect of firms, independent representatives and independent partnerships and restricted certificate holders, the decisions made in respect of the representatives, together with a summary of the Agency’s report on activities.

1998, c. 37, s. 193; O.C. 495-2004, s. 3.

2004-02-01

193. The Agency shall publish, periodically, an information bulletin to inform representatives, firms, and independent representatives and independent partnerships, as well as the general public, about its activities. The bulletin must, in particular, include the roll of hearings of the discipline committees, a summary of the decisions made by the Agency in respect of firms, independent representatives and independent partnerships and restricted certificate holders, the decisions made by its discipline committees and the decisions made on appeal by the Commission, together with a summary of the Agency’s report on activities and of the reports of the fund and the Chambers.

1998, c. 37, s. 193.

1999-04-01

193. The Bureau shall publish, periodically, an information bulletin to inform representatives, firms, and independent representatives and independent partnerships, as well as the general public, about its activities. The bulletin must, in particular, include the roll of hearings of the discipline committees, a summary of the decisions made by the Bureau in respect of firms, independent representatives and independent partnerships and restricted certificate holders, the decisions made by its discipline committees and the decisions made on appeal by the Commission, together with a summary of the Bureau’s report on activities and of the reports of the fund and the Chambers.

1998, c. 37, s. 193.